Civil Litigation Route | Route 4 | Redress Advisory | Redress Advisory
No cold calls — ever No upfront cost 14-day right to cancel FCA CMC authorisation pending Free to claim direct via FOS or FSCS
Route 4 — Civil Litigation

Recovering your full loss through court proceedings

Where your losses exceed the FSCS cap, or where an unregulated firm arranged your transfer, there is no upper limit on what court proceedings can recover. We prepare your case and hand it to our panel of specialist solicitors.

Start my free assessment →
In plain English: If your losses are larger than the FSCS pays, or if the firm that introduced you to your SIPP was not FCA-regulated, court proceedings may recover the full amount — with no upper limit. Redress Advisory organises everything and hands your prepared case securely to a specialist solicitor from our panel. The solicitor handles all legal proceedings under a separate agreement with you. We do not conduct litigation.

When does Route 4 apply?

Your losses exceed £85,000

The FSCS pays a maximum of £85,000 per firm. Where your total pension loss is larger, civil court proceedings can recover the full uncapped amount — the FSCS claim runs simultaneously to recover the first £85,000.

An unregulated firm introduced you to your SIPP

Where the firm that introduced you to your pension arrangement was not authorised by the FCA at the time, the pension contract may be legally unenforceable under FSMA s.27 (Adams v Options UK [2021] EWCA Civ 1188). The remedy is full unwinding — return of the original transfer value — regardless of FSCS limits and regardless of FOS time limits in some cases.

Your losses exceed the FOS cap

The FOS can award up to £455,000 for advice given after April 2019. Where your loss exceeds even this, or where the FOS route is closed, court proceedings are the only route to full recovery.

What Redress Advisory does for Route 4

We prepare your litigation-ready file

We organise all your evidence — documents, correspondence, pension statements, transfer paperwork — into a structured, indexed electronic file. We prepare a chronology of events, identify all relevant parties, and document the regulatory failures. This is the foundation of any successful litigation.

We hand over to our solicitor panel — securely

When your file is ready, we transfer it securely to one of our panel of SRA-authorised litigation solicitors through our secure digital handover system. You choose which solicitor to instruct — you are not obligated to use any particular firm. You remain entirely free to instruct your own solicitor instead.

What our solicitor panel does

Independent legal assessment

The solicitor reviews your file independently and advises you on whether court proceedings are appropriate — including the merits of the claim, likely timelines, and realistic outcomes. This advice is entirely independent of Redress Advisory.

Separate agreement with you

If the solicitor accepts your case for litigation, they enter into a direct client care agreement with you — a separate contract that covers legal advice, court proceedings, settlement negotiations, and the conduct of the litigation. Redress Advisory is not a party to this agreement.

Damages-Based Agreement (DBA)

Route 4 cases typically run on a Damages-Based Agreement — the solicitor takes a percentage of any damages awarded, with no fee if the case is unsuccessful. The maximum DBA rate for non-personal injury claims is 50% of damages under the Damages-Based Agreements Regulations 2013. The FCA CMCOB fee cap does not apply to Route 4 litigation — this is explained clearly before you agree to proceed.

Route 4 is particularly powerful for international and expat cases

If you were advised by an overseas firm — in Dubai, Singapore, Hong Kong, Australia, Malta, or elsewhere — that was not FCA-authorised at the time of transfer, FSMA s.27 may provide a civil court remedy for the full original transfer value with no FSCS cap. Fletcher v Options UK [2024] EWCA Civ 541 confirmed that UK courts have jurisdiction over these cases even where the advice was given overseas.

Find out if Route 4 applies to your case

Start my free assessment →

Takes under 3 minutes · No obligation · We will never cold-call you

Redress Advisory Ltd is applying for authorisation by the Financial Conduct Authority as a Claims Management Company (FCA reference: to be confirmed on authorisation). Company number: 17295681. Registered office: 20 Wenlock Road, London N1 7GU. Redress Advisory does not conduct litigation or reserved legal activities. Route 4 litigation is conducted solely by SRA-authorised solicitors from our independent panel under separate agreements with the claimant.

Your rights and our fees — in plain English

You do not have to use us

You can complain directly to the firm, or refer to the Financial Ombudsman Service (FOS) or FSCS — both completely free. If you use the free routes, you keep 100% of any compensation awarded.

Our fees — success only, FCA capped
Redress received Max % Max fee
Up to £1,49930%£420
£1,500–£9,99928%£2,500
£10,000–£24,99925%£5,000
£25,000–£49,99920%£7,500
£50,000 and above15%£10,000

Compensation is paid directly to you. We invoice after you receive your compensation. You pay nothing if unsuccessful. Source: FCA PS21/18 (Chapter 2, Table 1) & CMCOB 5.2. Excl. VAT.

14-day right to cancel

If you sign a client agreement with us, you may cancel it within 14 days without any charge or obligation. No questions asked.

If you are unhappy with our service

Contact us at complaints@redressadvisory.com. If we cannot resolve your complaint you may refer it to the Financial Ombudsman Service free of charge within 6 months of our final response.